Astros Agree to Terms With Carlos Pena
Yesterday, the Astros announced the signing of Carlos Pena. Pena is expected to play first base and DH for the Astros. In a corresponding move, Mickey Storey was designated for assignment to clear room on the 40-man roster. Storey has been the bubble man this year, getting claimed off waivers by the Yankees and then, when the Yankees waived him, re-claimed by the Astros.
The Astros have been linked to Lance Berkman as a possible DH, and he may in fact still be in play, but the signing of Pena seems to have tabled the discussion, at least for now.
This leaves the roles of Brett Wallace and Nate Freiman immediately in question, as well as Jonathan Singleton, if and when he gets called up in 2013 (I believe his arbitration clock will be delayed and we won’t see him until June or even July.
Pena struggled last season with the Rays, batting just .197, though he did draw a hefty number of walks and hit 19 home runs. Historically, he’s been something of a Three True Outcomes kind of a guy.
But are his 2012 struggles behind him?
Bill James projects Pena to hit 209/340/408 in 2013, but James’ predictions are well-known for their sheer optimism. If it’s optimistic to expect Pena to hit just above the Mendoza line (albeit with 24 home runs and a 15.2% walk rate), should we as Astros fans be worried?
First, a table:
| GB/FB | LD% | GB% | FB% | IFFB% | HR/FB | IFH% | O-Swing% | Z-Swing% | Swing% | O-Contact% | Z-Contact% | Contact% | Zone% | F-Strike% | Sw-Strk% | |
| Career | 0.82 | 17.9% | 37.0% | 45.1% | 10.1% | 19.6% | 4.3% | 23.0% | 71.6% | 45.4% | 45.7% | 78.4% | 69.4% | 46.1% | 57.3% | 13.6% |
| 2012 | 0.87 | 20.2% | 37.2% | 42.6% | 16.5% | 14.3% | 6.9% | 27.4% | 67.4% | 43.6% | 52.6% | 75.5% | 66.9% | 40.3% | 57.3% | 14.0% |
Most of the numbers are right in line with where you expect Carlos Pena to be, with a few things jumping off the page at you. Notably, his Z-Swing% (percentage of pitches swung at inside the zone), which fell from 71.6% to 67.4%, his HR/FB rate (the home run to fly ball ratio), which jumped from 4.3% to 6.9%, his IFFB% (infield fly ball percentage), which jumped from 10.1% to 16.5%, and his IFH% (infield hits), which jumped from 4.3% to 6.9%.
Pena had 600 plate appearances in 2012, so we’re not really dealing with sample size issues here. So we have a pretty good idea of what Pena was doing in 2012. The picture appears to be of someone who’s perhaps a little too patient at the plate: Taking strikes in the zone, waiting for his pitch, and either A) not getting it, or B) putting it in the infield, rather than over the wall, once he gets it.
Now, some good news:
Those are Pena’s 19 home runs from 2012, with an overlay of Minute Maid Park. He’s a left-handed pull hitter who sprays a couple of shots to center field. Only one wouldn’t have left MMP, with another one questionable. Still, those seventeen home runs would have put him second on the Astros in 2012.
This signing accomplishes a few things:
1) At $2.9m plus incentives, it’s a relatively low-cost insurance policy for Wallace and Freiman at first base and DH.
2) At $2.9m plus incentives, no one’s going to feel bad sitting Pena to make room for Jonathan Singleton when he gets called up.
3) Pena has a reputation as a solid clubhouse guy, and may do very well for the youngsters on the squad.
4) Pena can be counted on to walk about 15% of the time. This kind of patience may rub off on the youngsters, and should help burn through starters.
5) Pena has a reputation as a solid defensive first baseman, with a UZR/150 of 4.2 in 2012.
6) If he has a good first half, when Singleton gets called up, it’s conceivable that Pena could be flipped to a contender for pieces. If he doesn’t, no big deal. He’s only making $2.9m.
And another thing to pay attention to:
| BB% | K% | BB/K | AVG | OBP | SLG | wOBA | wRC+ | |
| Pena vLHP | 11.5% | 39.6% | 0.29 | .176 | .302 | .333 | .290 | 85 |
| Pena vRHP | 15.8% | 26.3% | 0.60 | .206 | .342 | .363 | .317 | 104 |
| Freiman vLHP | 3.00 | .400 | .474 | .533 | ||||
| Freiman vRHP | 0.55 | .234 | .329 | .328 |
On Home Run Suppression at Minute Maid Park
Because I live in Los Angeles, California, I spend a lot of time during the baseball season at Dodger Stadium. An interesting thing happens at Dodger Stadium that doesn’t happen at any other Major League ballpark. Well, a lot of things happen at Dodger Stadium that don’t happen at any other Major League ballpark. For instance, attempted homicide in the parking lot.
But what I’m referring to in this entry is that every time a fly ball is hit in Dodger Stadium, everyone stands up and cranes their neck to watch the ball’s flight. Well, not everyone. 40% of the Dodger Stadium crowd is, at any given point during a game, fixated on one of three hundred beach balls being batted around the stadium (they are not all fixated on this because they enjoy it; it’s also a legitimate safety concern for fans of visiting teams. I’ve been the victim of attempted beach ball assault on more than one occasion). But of the remaining 60%, a very large number stand up to watch every fly ball.
Every fly ball. It could be a pop-up to the catcher behind the plate. People will stand up. It could be a long, graceful foul ball that lands somewhere near Vin Scully. People will stand up. It could be a high, looping fly-out to the shortstop. People will stand up. People will stand up because in a city like Los Angeles, at any given time, there are fifty-seven things more interesting than watching the Dodgers. But even in a city like Los Angeles, home runs are one thing people understand and want to see.
What makes this behavior particularly odd is that fly balls don’t generally turn into home runs at Dodger Stadium. In 2012, 1.56 home runs per game were hit in Dodger Stadium. That’s the sixth-least of any stadium in Major League Baseball. In fact, every year since 2006 – when the ESPN Home Run Tracker was created – Dodger Stadium has been ranked as one of the top ten home run-suppressing stadiums in baseball.
Minute Maid Park, of course, has the opposite reputation. It’s known as a hitter-friendly park. One that encourages home runs. At least, that’s the reputation.
But in looking at the Home Run Tracker, something interesting pops up. Though it’s true that from 2006 – 2008, Minute Maid Park ranked among the top ten parks in home run rate, since then it has normalized, and in fact it’s currently listed as a fairly neutral park. In fact, the hitter’s advantage that MMP has been known for since its inaugural season of 2000 may not be such an advantage, after all.
Minute Maid Park Park Factors By Year (Batting)
| Season | Park Factor |
| 2000 | 107 |
| 2001 | 106 |
| 2002 | 106 |
| 2003 | 103 |
| 2004 | 101 |
| 2005 | 101 |
| 2006 | 100 |
| 2007 | 100 |
| 2008 | 97 |
| 2009 | 98 |
| 2010 | 97 |
| 2011 | 98 |
| 2012 | 99 |
After four seasons, Minute Maid Park stabilized and has been more or less a neutral park ever since. But whatever the offensive environment in Minute Maid Park, it’s been more or less understood that it allows more home runs – and fewer beach balls – than Dodger Stadium. Since 2006, an average of .43 fewer home runs a game per season. Over 81 home games, that’s almost 35 fewer home runs per season.
Which makes it even more puzzling what happened in 2010. In 2010, Minute Maid Park allowed just 1.59 home runs per game. Dodger Stadium allowed 1.62. One’s first instinct is to write this off as a bad offensive team, which isn’t entirely untrue, but remember that this covers visiting teams, as well. And as you can see, visiting teams didn’t exactly knock the ball out of Minute Maid Park, either (I include the Astros’ road splits for context):
| Year | Home SLG | Road SLG | Visitors SLG |
| 2008 | .443 | .389 | .437 |
| 2009 | .418 | .383 | .424 |
| 2010 | .375 | .349 | .380 |
| 2011 | .384 | .364 | .440 |
| 2012 | .385 | .358 | .396 |
Astros’ hitters lost 43 points of SLG from 2009-2010 at Minute Maid Park, compared to 34 on the road. But visiting hitters lost 44 points themselves, only to completely rebound the following season.
A look at GB/FB rates doesn’t provide any answers:
| Year | GB/FB | Home GB/FB | Visitors GB/FB |
| 2008 | 1.31 | 1.42 | 1.16 |
| 2009 | 1.40 | 1.31 | 1.33 |
| 2010 | 1.36 | 1.34 | 1.22 |
| 2011 | 1.35 | 1.31 | 1.11 |
| 2012 | 1.36 | 1.42 | 1.53 |
Looking at home runs per fly ball yields some interesting results, however.
| Year | HR/FB | Home HR/FB | Visitors HR/FB |
| 2008 | 10.9% | 12.4% | 12.3% |
| 2009 | 9.4% | 6.1% | 11.1% |
| 2010 | 7.0% | 8.2% | 8.4% |
| 2011 | 6.4% | 6.1% | 12.7% |
| 2012 | 10.8% | 12.4% | 11.1% |
The Astros’ HR/FB rates tumbled in 2010 – down 2.4% from 2009 overall, but actually up almost 2% at home. Conversely, however, visitors in Minute Maid Park only saw 8.4% of their fly balls leave the yard – a 2.7% reduction.
So what happened in 2010 that kept fly balls from leaving the stadium, for both the visitors and for the home team? I don’t see any evidence of a physical change that the stadium encountered that would have resulted in this.
One possible theory I can come up with is that Prince Fielder – who crushed the ball in Minute Maid Park – had a down year in 2010. Fielder slugged just .200 in Minute Maid Park in that season, far down from his career .627 (not a typo) slugging percentage there. Is it possible that his power slump in Houston was able to change the run environment that much? It seems unlikely. But something happened that year.
Do The Rangers Need to Make a Splashy Move?
Yesterday, my colleague over at Crawfish Boxes, David Coleman, posted his “Three Astros Things.”
One of the Astros things was actually a Rangers thing:
They lost out on Zach [sic] Greinke. They lost out on James Shields. What’s left for the Rangers?
Well, it appears our enemies to the north will try to load up on every other player they can. There’s talk that they may re-sign Josh Hamilton. There’s talk they may push through the Justin Upton trade. They may go after Michael Bourn, Anibal Sanchez, or any number of other players.
But, what if they don’t get anything? How much will the Rangers be hurt if they stand pat? It almost seems like they may be better off not making these moves. They need to replace Josh Hamilton’s offense, but adding Mike Olt may replace some of that offense, right?
Plus, they’d lose draft picks if they have to sign too many big-ticket free agents, which hurts the team down the road. In an Upton trade, they also would have to give up either Andrus or Profar.
I guess the question is are the Rangers good enough to contend without making a splashy move or can they still win the AL West with the team they have now?
My response will be longer than I’d feel comfortable posting in their comments section, so allow me to devote my own article to answering his article.
The usual caveats apply here – since I’ll be spending a lot of energy talking about WAR. WAR is a nice tool, but it’s not the only tool, and it’s certainly not the best predictive tool. But it does put us in the ballpark of a player’s value, so I’ll be using it as a catch-all throughout this article.
I think that, to answer this question, you first have to answer three other questions. Namely:
1. Were the 2012 Oakland Athletics a fluke?
It’s impossible to talk about the Rangers winning or losing the AL West without considering the team that did win the AL West in 2012, the Oakland Athletics. The Athletics seemed to overcome all odds in winning their division, despite having the second-lowest Opening Day payroll in all of baseball. They were built on youth without long major league track records: Yoenis Cespedes, Josh Donaldson, Chris Carter, Derek Norris, and Collin Cowgill were all rookie position players who were worth more than replacement value. Jarrod Parker, Tommy Milone, Ryan Cook, Sean Doolittle, A.J. Griffin, Travis Blackley, Evan Scribner, and Jordan Norberto were all rookie pitchers who did the same.
Pythagoras only put the 2012 Athletics two wins behind their actual performance. Then again, the Rangers only finished one game behind the Athletics in 2012, so I think it’s safe to call that a toss-up. For all intents and purposes, the Rangers and Athletics were equally good in 2012. You could point at any of a number of reasons why the A’s may have a sophomore slump in 2013, or why an additional year of playing together – with postseason experience – could make them play even better. Obviously, it could go either way. But there’s no compelling reason, at this time, to assume that Oakland won’t be in the mix in September and October 2013.
One problem with a young team is trying to define regression to the mean, since they are currently in the process of establishing the mean. As a result, I have no reason to think that the 2013 Athletics will be significantly worse than the 2012 Athletics.
Additionally, the Angels and Mariners could easily improve next season, putting added pressure on Texas to make a move. Or so it would seem.
2. What have the Rangers lost since 2012, and can they replace it?
Since the end of the 2012 season, Texas has lost 11 players with relevant (read: within the last three seasons) Major League experience, and they’ve gained 11 players with relevant Major League experience.
Using a 5/3/2 regression on incoming players, and 2012 rates for outgoing players:
Between Feldman, Napoli, Hamilton, Dempster, and Adams, the Rangers have lost a significant amount to Free Agency this winter. The Geovany Soto “gain” is actually a wash, as Soto was also on the roster in 2012. All told, the Rangers have lost approximately 12 wins from 2012. Prospects, such as Mike Olt, Jurickson Profar, and Leonys Martin, might make up some of the difference, but it’s unlikely they’ll make up all of it. Sure, Mike Trout had 10.0 WAR in his second rookie season of 2012, but counting on 13 wins from a trio of rookies isn’t the best idea in the world.
I would pencil the trio in for somewhere between 4-8 WAR in 2013. We’ll split the difference and call it 6.0. That leaves the Rangers with a 7-win differential from 2012, and an 8-win differential from the 2012 Athletics.
3. What, exactly, constitutes a “flashy signing”?
8 wins is a lot. 8 wins is Buster Posey. Heck, James Shields and Zack Greinke combined would be just over 9 wins. Re-signing Josh Hamilton would eliminate the loss of just 4 wins, and it seems to me that re-signing Hamilton might be a losing proposition. Not only did the Rangers make it clear that Greinke was Option 1 over Hamilton, but they also seem to have downplayed his contributions to an extreme. If I was Josh Hamilton (and let’s make it very clear here that I am not Josh Hamilton), I would look for a payday elsewhere.
But what’s interesting is that re-signing Ryan Dempster would bring the Rangers almost as close as re-signing Hamilton would. Of course, if Dempster’s agent is to be believed, Dempster would rather go to an NL team with Spring Training in Arizona (that’s the Diamondbacks, Cubs, Reds, Rockies, Dodgers, Brewers, Padres, and Giants, incidentally).
Dempster might not be as flashy as Hamilton, but he brings you almost as close to making up the win-differential from 2012 to 2013. After that, it’s a matter of “finding” around 5 wins. Now we’re in Michael Bourn/Justin Upton territory. But, heck, now we’re in Jimmy Rollins territory, too. Or Miguel Montero territory. It’s a lot easier to find 5 wins than it is to try and land one big free agent who can bridge the gap by themselves.
In short, I think a couple of non-flashy signings might benefit the Rangers at least as much as a big signing would. Anibal Sanchez has never been worth as many as 4.5 wins. Michael Bourn is coming off a personal-best 6.4, but he has a skillset that deteriorates with age.
I think a flashy signing might look nice to the fans in Arlington, but I have no reason to think that it’s the best thing the Rangers could do to stay competitive. They’d almost be better off letting the prospects play and trying to catch lightning in a bottle the way Oakland did in 2012.
Of course, there’s a reason why Oakland is Oakland, and why Texas is Texas. And I’d certainly never say that a team who has appeared in back-to-back World Series recently has any sort of a flawed method. But I do have to think that rushing out and signing a free agent just to sign a free agent isn’t the best thing the Rangers could do for themselves right now.
Are the Dodgers Ruining Baseball?
Because I live in Los Angeles, many of the conversations I have about baseball involve, in some way, the Los Angeles Dodgers.
I almost never blog about other teams here, but I feel compelled to write a bit about the Dodgers’ offseason.
The Dodgers used to be owned by a man named Frank McCourt, who by all accounts horribly mismanaged the team and put a disappointing product on the field. In 2012, however, the team was bought by Guggenheim Partners.
Entering the 2013 season, Guggenheim has already changed the landscape of baseball in the Southland. Far from stingy, they are now being accused of throwing money at free agents. With the Yankees looking to reduce payroll to get under the luxury tax threshold by 2014, the Dodgers are quickly taking their place as the free spenders of merit.
(Incidentally, it’s extremely interesting to watch people get mad at the Dodgers for spending money, while simultaneously getting mad at the Yankees for not spending money.)
With the recent signings of Zack Greinke ($147mm) and Korean left-hander Hyun-Jin Ryu ($36mm), the blogosphere is alive with talk of the 2013 Dodgers and their free-spending ways.
The 2013 Dodgers could have the highest payroll in history. The 2013 Dodgers could have a luxury tax penalty higher than most teams’ entire payrolls.
These sorts of enormous signings, usually done by east coast junior circuit teams, always seem to raise a lot of questions. Namely: Do free-spending teams ruin baseball, and Can you buy a championship?
The short answer for both is: No. Teams from different-sized markets make the playoffs every year. The Yankees, historically the biggest spenders in baseball, haven’t won it all since 2009. Before that, they hadn’t won since 2000.
So the door is open. Let’s get that out of the way.
The next question I have to wonder is: What’s wrong with building a team this way? If a team had traded for or developed a roster like the Dodgers have, they would no doubt be praised by every blogger, every baseball fan in America. The basic problem with this, of course, is that no team in the modern era has ever fielded a team made entirely of their own draft picks, or players received in trades.
But the question goes even deeper than that. What, in essence, is the problem with building a team via free agency, instead of through drafts and trades? It’s a mere matter of money, and if the Dodgers have money to spend, what exactly is wrong with them building their team by using it? They’ve been mishandled far too long to rely solely on their farm system, and there is a definite sense of needing to be relevant right now.
Astros fans may shudder to remember trading away prospects to receive players on the decline. When paired with bad drafts and poor development, the Houston front office ran the cupboards dry until there was no present, no future, and no money. The current Astros roster is proof that, when not properly handled, this is a method that doesn’t always work.
But I do say it is a legitimate way to build a roster, particularly when there aren’t a ton of bright spots in the minors.
So, then, the real question is: Are the 2013 Dodgers going to be any good? The problem with throwing a lot of money at players in free agency is that it really puts the spotlight on a team. So I decided to try a little comparative exercise.
Using MLB Depth Charts, I isolated the Opening Day rosters of nine teams from 2012, spanning both leagues and several tax brackets:
1. New York Yankees (highest payroll in baseball)
2. Philadelphia Phillies (highest payroll in the NL, 2nd-highest in baseball)
3. Boston Red Sox (3rd-highest payroll in baseball)
4. Detroit Tigers (5th-highest payroll in baseball, AL champs)
5. San Francisco Giants (8th-highest payroll in baseball, world champs)
6. St. Louis Cardinals (9th-highest payroll in baseball, defending champions going into the season)
7. Cincinnati Reds (largely home-grown team, 17th-highest payroll in baseball)
8. Tampa Bay Rays (6th-lowest payroll in baseball and considered to be a great developmental organization)
9. Oakland Athletics (2nd-lowest payroll in baseball, also considered a great developmental organization)
I used a 5/3/2 analysis of their 25-man roster’s fWAR from 2009-2011 to get a rough idea of what they should have been expecting heading into the season: ((5*2011fWAR)+(3*2010fWAR)+(2*2009fWAR))/10. This is obviously a crude way to determine expected value, as WAR is not only imperfect, but it’s a counting stat, and changes dramatically with increased or reduced playing time. For instance, Ryu will be counted as a replacement-level pitcher for the purposes of this exercise.
Given the ability to look at the actual 2012 results, this generally puts us somewhere in the ballpark. Close enough, at least, to satisfy me. I’m no great statistician, so it’ll do for the purposes of my evaluation.
I then used MLB Depth Charts’ projected roster for the 2013 Dodgers and applied the same methodology to see where they fit in. The only difference, of course, is that I used fWAR data from 2010-2012.
The results:
All but three of these teams – Boston, Tampa Bay, and Philadelphia – made the playoffs in 2013. Interestingly, all three of those teams finished in the top half of this list. Simply put, the Phillies, Rays, and Red Sox were disappointments in 2012. The 2013 Dodgers’ projected roster fits squarely in the middle of the group, just one win from being tied for third on the list.
Could Scott Kazmir Be a Fit in Houston?
The Houston Astros need pitching help. They need a lot of pitching help. Though GM Jeff Luhnow was able to acquire some arms during and before the winter meetings – Sam Demel, Josh Fields, and Alex White, notably – the rotation in particular looks a bit shaky.
Since the Astros aren’t going to be major players in free agency (even my dream of acquiring Francisco Liriano looks far-fetched right now), it becomes incumbent on them to poke around in the bushes a little more with the hopes of landing a potential arm for the rotation.
One possibility may be Scott Kazmir, the former first-rounder for the Mets.
Kazmir, out of Cypress Falls High School, was supposed to be a stud. In 2005, Baseball America listed him as the #7 prospect in baseball. Ahead of Rickie Weeks, Hanley Ramirez, Matt Cain, Prince Fielder, and… well, all but six players in the universe (those six players? Joe Mauer, Felix Hernandez, Delmon Young, Ian Stewart, Joel Guzman, and Casey Kotchman). The Mets traded him, along with Jose Diaz, to the Devil Rays for Bartolome Fortunato and Victor Zambrano.
Though it’s easy to look at Kazmir’s time in Tampa Bay as disappointing, he did manage to strike out more batters than innings pitched, was never worth fewer than 2 wins in a season, and went to two All-Star Games. The lefty pitched well through 2008, when elbow issues forced him onto the DL in early 2009. That’s when the real trouble began.
A string of injuries prompted the Rays to trade Kazmir to the Angels for Sean Rodriguez, Matt Sweeney, and Alexander Torres. His tenure in Anaheim was terrible. A rash of injuries led to a breakdown of his mechanics, and reduced effectiveness. His velocity had fallen from touching 94 in 2004, to the mid-80s in 2011. He also lost the feel for his slider, his other plus pitch. The Angels, mercifully, released him in June 2011.
In 2012, Kazmir pitched for the Atlantic League’s Sugar Land Skeeters, and didn’t fare terribly well there, either. 3-6 with a 5.34 ERA, only 1.55 strikeouts per walk, and a 1.672 WHIP. He pitched a little better in Puerto Rico this winter, pitching 4 games, throwing in the 90-94 range, and going 0-2 with a 5.12 ERA, striking out 21 (in 19.1 innings) and only walking 6. Perhaps the most encouraging statistic was his ability to generate groundouts (2.20 GO/AO), which would be a valuable asset for a power pitcher who’s lost his power.
Jon Heyman of CBSSports.com recently mentioned that Kazmir may have multiple suitors. Ordinarily, if a player has a choice between more than one team, then it’s unlikely that Houston is going to be the top choice. However, given that Kazmir grew up locally, there is a possibility. After all, he had his choice of Independent teams, and he chose to pitch for Sugar Land. Not to mention Houston is one destination where he may actually have a solid chance to not only make the roster, but to get penciled in as a starter out of Spring Training.
Grading the Winter Meetings
Astros general manager Jeff Luhnow’s first Winter Meetings are in the rearview mirror, and as he leaves Nashville, it’s time to look back and see how he did with the team’s most pressing needs:
Upgrade the Bullpen
Last season, the Astros’ bullpen was in the bottom 5 in the major leagues in ERA (5th-worst), batting average against (2nd-worst), save percentage (5th-worst), WHIP (3rd-worst), and home runs against (7th-worst). Upgrading the bullpen is at or near the top of the priority list for most GMs every offseason, and this year was no different for Luhnow.
The first thing anyone notices is the trade of Wilton Lopez to Colorado, in exchange for Alex White and Alex Gillingham. You might raise your eyebrows and wonder how the bullpen will be improved through the loss of Lopez, the team’s best reliever, but it might have been. During the Winter Meetings, the Astros added several arms, including White, Gillingham, Rule 5 picks Josh Fields and Cameron Lamb, and Mickey Storey, claimed off waivers from the Yankees (who’d claimed him off waivers themselves from Houston before the Winter Meetings.)
Storey, Fields, and White should contribute immediately to the 2013 pitching staff. It’s unclear whether White is being looked at as a starter or as a reliever, but the story on him since college is that he could be a fairly dominant reliever. What’s helpful, too, is that he’s a similar-type pitcher to Lopez, but under team control longer. Fields is a power pitcher, and Storey had a very nice season in 2012, with 10.09 K/9 and a 2.80 FIP.
Maybe the best news is that Jason Stoffel, who figures to be a good bullpen arm for the Astros in 2014 if not sooner, didn’t get taken in the Rule 5 Draft. Of course, this is through no great display of skill by Houston, but it’s noteworthy nonetheless.
Prior to the Winter Meetings, Houston had already picked up Sam Demel off waivers from the Diamondbacks.
Lamb and Gillingham won’t pitch for the big league club this season, but Storey, White, Fields, and probably Stoffel will. Without signing a single free agent or spending any real money, Luhnow & Co. at least maintained the big league bullpen, whether or not they actually strengthened it.
Improve the Starting Rotation
Before the Winter Meetings, the Astros went out and snagged Philip Humber off waivers from the White Sox. Heading into Nashville, it didn’t seem very likely that much else would be done to improve the starting rotation, which could benefit from a veteran presence that slots in either above or below Jordan Lyles, Lucas Harrell, and Bud Norris. Figure that the competition for the final two rotation spots is currently between Jarred Cosart, Dallas Keuchel, and Alex White.
Clearly, this is an area where the Astros could use an upgrade, even if it’s just a veteran stop-gap who can hold down the fort until Cosart’s put in some time in Oklahoma City.
There are still some veteran arms I like, including Francisco Liriano, and some more that I’ll discuss later in the week. But during the Winter Meetings, unless you consider White a potential starter, Luhnow did not address the rotation.
Find a Designated Hitter
Despite reports that the Astros checked in on Lance Berkman, Travis Hafner, and Carlos Pena, no one was signed during the Winter Meetings with the express intent of playing DH for the Astros. Rule 5 selection Nate Freiman does look like someone who might be able to fill the role if no one else is signed, as he can provide pop at the plate, but I can’t even imagine that he’s Option A for anyone in the Houston front office.
Though Houston came out of the Winter Meetings arguably stronger than when they went in, there are still holes to address. Still, for Luhnow’s first go-around, it was a pretty solid effort without spending any money or making any compromises.
Fields and Freiman join the Astros
In today’s Rule 5 Draft, the Astros selected two players: Josh Fields, right-handed pitcher from Boston, and Nate Freiman, first baseman from San Diego.
Fields was drafted in the 1st round (20th overall) by Seattle in 2008, and was sent to Boston as a piece in the Erik Bedard trade. He’s thrown just under 177 innings, almost all of them in AA, and has shown a remarkable inability to stop from walking guys. He walks a little more than five guys per nine innings pitched, but has limited hits enough to stay at a 1.291 WHIP. He’s made up for it a little bit by whiffing 10.5 per nine innings. But what looks best is his ability to limit the home run: 0.5 HR/9 isn’t a bad statistic.
On paper, a 1.291 WHIP, 0.5 HR/9, and 10.5 K/9 rate looks awfully good, but you also have to remember that this is a 26-year-old pitcher playing in the Eastern League. His age-appropriate seasons weren’t quite as impressive.
After moving into the Boston organization, he was blowing guys away (10+ K/9 in all of his stops there, FIPs all under 4), so it’s possible someone in their organization was able to “fix” him, but it’s just as likely that his results were due to pitching to hitters two and three years his junior. He clearly profiles as a middle-reliever in the Houston bullpen.
Players taken in the Rule 5 Draft must spend the entire season – aside from any injury rehab assignments – on the 25-man roster. If Houston wants to send him to the minors, they’ll have to arrange a trade. Otherwise, they’d have to return him to Boston.
Freiman was taken in the 8th round by San Diego, out of Duke University. He’s climbed steadily but slowly through their organization – spending entire seasons in short season, A, high A, and finally double-A ball. In San Antonio in 2012, he had a .203 ISO and a .324 BABIP. He’s never posted double-digit walk rates, but isn’t exactly a strikeout king, either.
Good power, good on-base rate. The usual caveats about playing under his age bracket, but he looks like a potentially-solid bat, and should get a look at DH or first base.
Astros deal Wilton Lopez to Colorado
Last week, the Phillies and Astros very nearly came to terms on a trade that would send Wilton Lopez to Philadelphia in exchange for prospects (presumably, Tyler Cloyd and Sebastian Valle). That deal fell through, presumably because the Phillies saw something they didn’t like in Lopez’s physical.
Today, however, the Rockies and Astros came to terms on a deal that sends Wilton to Colorado. The Astros will receive Alex White and Alex Gillingham in return.
On Houston’s side, White is the “get” in this trade. A first rounder (15th overall) out of UNC-Chapel Hill by Cleveland in 2009, he was considered a top ten Indians prospect in 2011 when he was sent to Colorado as part of the Ubaldo Jimenez deal.
White pitched parts of the last two seasons in the majors. He turned 24 years old in August, and won’t be arbitration-eligible until 2015.
Though his success has been limited in the big leagues so far, White has a decent ceiling. He comes with a heavy sinker in the low 90s, a splitter, and a slider, all of which he can throw for strikes. He’s also got a changeup, which seems designed more to set up his other stuff than anything else. He’s shown some control issues, walking 3.83 batters per 9 innings in the minors while striking out just 6.45. He’ll no doubt learn to pitch to contact a little better, and his 51.4% ground ball rate should play in Minute Maid Park.
Getting out of Coors Field should have the effect of reducing his HR/9 rate, as well, which he already reduced from 2.63 in 2011 to 1.19 in 2012. In none of his five stops in the minors did he allow as many as 1 home run per nine; nor did he post an ERA over 3 at any of them until 2012 in Colorado Springs, where his walk rate spiked. It doesn’t look like an issue that can’t be controlled.
Gillingham was an 11th rounder in 2011 out of Loyola Marymount University right here in sunny Los Angeles. He’s thrown just under 185 innings between Rookie and A-ball. Though his strikeout rates aren’t impressive by themselves, he does strike out about three batters for every walk one he walks.
His 2012 looks particularly good: 123.0 IP, 6-8, 83 K, 28 BB, 5 HR, 1.22 WHIP, 3.66 ERA. For the record, that’s 0.37 home runs per 9 innings pitched. He turned 23 in October, so it’s iffy whether he’ll go straight to Corpus Christi or spend some time in Lancaster; I suspect the latter, but we’ll see.
If he can continue to keep his groundball rate high and his HR/9 low, he could be a real quality piece for the Astros.
Initial reports of this trade had Parker Frazier coming to Houston, but that idea was eliminated. Frazier is, however, available in the Rule 5 draft. So we’ll see if he ends up in Houston’s bullpen in Spring Training, anyway.
Astros Claim Philip Humber Off Waivers
Today, the Houston Astros claimed Philip Humber off waivers from the Chicago White Sox. Houston then avoided arbitration with Humber, agreeing to terms on a one-year deal, with a club option for 2014.
So, the next natural question becomes: Who is Philip Humber?
There are things we know about Philip Humber. We know that he was drafted in the 1st round (3rd overall) by the Mets in the 2004 Rule 4 Draft out of Rice University. We know that he was part of the package that the Mets sent to Minnesota for Johan Santana in 2008. We know that from 2009-2012, he was claimed off of waivers by the Royals, Athletics, White Sox, and finally by the Astros.
Further, if we’ve paid attention we know that Philip Humber had a very good year in 2011, going 9-9 with a 3.75 ERA and 3.6 fWAR. We may also know that he threw the 21st perfect game in MLB history, blanking the Seattle Mariners 4-0 in what was actually the only complete game of his career, on April 21, 2012.
And now, we know that Philip Humber is a Houston Astro, for at least one season.
As Astros fans, and as an Astros blog, I feel that first it’s incumbent upon us to say welcome to the Astros, Philip. Glad to have you aboard.
First, a bit of trivia. In 1995, a young Venezuelan pitcher named Johan Santana was signed by the Houston Astros as an amateur free agent. The Astros never promoted Santana above A-ball, and in 1999, the Florida Marlins drafted him in the Rule 5 Draft. They then traded him to the Minnesota Twins for Jared Camp, and Santana went on to win two Cy Young Awards for the Twins.
Then, in 2008, Minnesota traded Santana to the New York Mets for a package of prospects that included – wait for it – Philip Humber. Now, Humber comes to Houston. So in a roundabout sort of way, we can at least close our eyes and pretend that the Mets sent Humber to the Astros for Santana. It’s not true, but at least we can now pretend to have closure.
So what happened between Humber’s 3.5+ fWAR season in 2011, his perfect game at the beginning of the 2012 season, and his getting waived by Chicago at the end of the 2012 season?
It’s an important question, and it’s one that GM Jeff Luhnow must feel confident in knowing the answer to.
2011 (163.0) and 2012 (102.0) are the only two seasons in which Humber has thrown more than a hundred innings in the big leagues. The disparity between the two seasons is pretty remarkable. In short, there’s almost nothing similar about them, from a numbers point of view:
| K/9 | BB/9 | HR/9 | BABIP | GB% | HR/FB | ERA | FIP | xFIP | SIERA | WAR | |
| 2011 | 6.40 | 2.26 | 0.88 | .275 | 47.1% | 7.7% | 3.75 | 3.58 | 3.86 | 3.89 | 3.6 |
| 2012 | 7.50 | 3.88 | 2.03 | .294 | 34.9% | 16.5% | 6.44 | 5.77 | 4.84 | 4.48 | -0.2 |
Looking at these two seasons, it’s as if you’re looking at two completely different players. 2011 Humber (who we’ll call PH11) didn’t strike many people out, but didn’t issue an unreasonable number of walks, either. He was aided by BABIP, to be sure, but he put a lot of balls on the ground and, of the balls he put in the air, fewer than 10% of them went for home runs.
2012 Humber (PH12), on the other hand, struck out more guys, but also walked significantly more, induced far fewer groundballs, and saw more than twice as many of the flyballs he induced leave the park.
Oh, and did I mention that PH12 spent some time on the disabled list with a mild right elbow flexor strain? Because he did.
A few other things are clear when looking at the data between 2011 and 2012: His arsenal doesn’t seem to have changed significantly. By that, I mean his fastball didn’t drop in velocity from one season to the next (in fact, it was a little faster in 2012, on average, by a few tenths of a MPH). His two-seamer, slider, and curveball all look like approximately the same pitch, velocity-wise. His changeup was 1.5 MPH faster in 2012, on average, but surely that couldn’t have accounted for such a drastic shift in performance, and it’s likely more a result of his throwing it far less (8.1% of PH12′s pitches were changeups, down from PH11′s 16.9%).
But his results were down across the board. Every single pitch lost runs from 2011 to 2012 (though, interestingly, his two-seamer gained runs above average/100).
He went on the disabled list in June 2012, but had clearly been experiencing problems before that. When he returned from the Disabled List, he only pitched 4 starts (going 2-1, allowing 15 runs in 20.2 innings) before being relegated to the bullpen, usually in mop-up duty. In his penultimate appearance with the White Sox, on September 4th against Minnesota, he recorded only one out while throwing 41 pitches, giving up 8 runs on 7 hits, 2 walks, and no strikeouts.
I’m not a clever enough statistician or scout to know what happened between PH11 and PH12. Whether the injury lingered longer than is generally known, or if something changed in his mechanics. I’m not the guy to figure all of that out. All I can do is hope that PH13 is closer to the former than the latter.













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